CFFEX Circular [2025] No.5
To prevent market risks, maintain orderly operation of the market and protect investors’ legitimate rights and interests, China Financial Futures Exchange (CFFEX) took the following self-regulatory measures against violations of exchange rules in March 2025.
CFFEX handled 3 cases of self-trade, 8 cases of frequent placement and cancellation of orders, and 1 case of placement and cancellation of large orders, involving 18 clients in total. 10 clients were suspended the opening of new positions, and 8 clients’ members received reminders via telephone.
CFFEX handled 16 cases of trading limits breaches, and took measures against the 47 clients involved by suspending their opening of new positions.
CFFEX handled 1 case of clients’ hedging positions exceeding their corresponding matching requirements, and took measures against the 1 client involved by requesting rectification within a prescribed time period, and requesting reporting, among others.
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