CFFEX Circular [2025] No.4
To prevent market risks, maintain orderly operation of the market and protect investors’ legitimate rights and interests, China Financial Futures Exchange (CFFEX) took the following self-regulatory measures against violations of exchange rules in February 2025.
CFFEX handled 2 cases of self-trade, 11 cases of frequent placement and cancellation of orders, and 1 case of placement and cancellation of large orders, involving 14 clients in total. 5 clients’ members received reminders via telephone, and 9 clients were suspended the opening of new positions.
CFFEX handled 17 cases of trading limits breaches, and took measures against the 49 clients involved by suspending their opening of new positions.
CFFEX handled 2 cases of clients’ hedging positions exceeding their corresponding matching requirements, and took measures against the 2 clients involved by requesting rectification within a prescribed time period, and requesting reporting, among others.
